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Transactions

Financial Adviser & Broker

Spinnaker Opportunities Plc

IPO, Subscription & Placing

£1.2m

May 2017

In May 2017, SP Angel acted as financial adviser and broker to Spinnaker Opportunities Plc on its admission to Main Market of the London Stock Exchange and a Placing of £1.2m. The Company's main aim is to generate an attractive capital return to its shareholders by achieving valuation uplift upon an acquisition and associated RTO transactions and by selecting a target business that has significant further value and growth potential following acquisition.

Joint Broker

Ortac Resources Ltd.

Equity Placing

£2m

May 2017

In May 2017, SP Angel acted as a Broker to Ortac Resources Ltd on a £2m placing. Ortac Resources Ltd is the AIM quoted company, focused on financing and developing projects in the natural resource sector. The company operates in Europe and Africa.

Nomad & Joint Broker

Zoltav Resources Inc.

Appointment

April 2017

Zoltav Resources Inc. is an AIM listed, Russia-focused oil and gas exploration and production company, which holds the Bortovoy Licence in the Saratov region of South Western Russia and the Koltogor Licence in the Khantiy-Mansisk Autonomous Okrug of Western Siberia.

Nomad & Broker

Union Jack Oil Plc

Appointment

April 2017

Union Jack Oil plc is an AIM listed onshore oil and gas production and exploration company with a focus on production, exploration, development and investment in the United Kingdom hydrocarbon sector.

Broker

Tethyan Resources PLC

Equity Placing

£1m

March 2017

In March 2017 SP Angel acted as Broker to a £1m placing for Tethyan Resources PLC, an AIM quoted gold and copper mineral exploration company. Exploration is conduced in the Balkans, in particular Serbia and Bulgaria. The net proceeds of the Placing will be used for a 6,000 metre exploration drilling programme at the Company's Suva Ruda project and general working capital requirements.

Joint Broker

Union Jack Oil plc

Equity Placing

£1.4m

February 2017

In February 2017,  SP Angel acted as Joint Broker to a £1.4m placing to Union Jack Oil plc an AIM quoted oil and gas exploration company with a focus on drilling and development opportunities in onshore UK. The Company intends to utilize the proceeds of the placing to increase its interests in existing licenses within the Company's portfolio.

Financial Adviser & Broker

Kodal Minerals Plc

Equity Placing

£1m

January 2017

In January 2017 SP Angel acted as Broker and Financial Adviser to a £1m placing for Kodal Minerals Plc, an AIM quoted mining and exploration company. The net proceeds of the Placing will be used to advance and accelerate the exploration programme at the Company's 500km² Bougouni Lithium Project in Mali, fund certain exploration activities across its 100% owned gold properties, in addition to funding working capital requirements.

Nomad & Broker

FinnAust Mining Plc

Equity Placing

£8.5m

December 2016

In December 2016, SP Angel acted as a Broker to FinnAust Mining Plc on a £8.5m placing. FinnAust Mining is an AIM listed exploration company with projects in Greenland and Finland. The proceeds of the placing will be used to accelerate the development of the Pituffik Titanium Project, the Company's flagship ilmenite project in Greenland.

Joint Broker

Metminco Limited

Equity placing

A$4.85m

November 2016

In November 2016, SP Angel acted as Joint Broker to Metminco Limited on a A$4.85m equity fundraising. Metminco is a dual ASX and AIM listed company with a portfolio of projects located in Peru, Colombia and Chile. The Company also has exposure to molybdenum, gold and zinc via its projects in Peru and Chile.

Nomad & Joint Broker

Georgian Mining Corporation

Equity Placing

£2.6m

November 2016

In November 2016, SP Angel acted as nomad and broker to Georgian Mining Corporation on a £2.6m equity placing. Georgian Mining Corporation is an AIM listed copper and gold development and exploration company. The Company, along with its 50% joint venture partner, Caucasian Mining Group, operates in Georgia on the prolific Tethyan Belt, a well known geological region and host to many high grade copper-gold deposits and producing mines.

Joint Broker

Strategic Minerals PLC

Equity Placing

£0.6m

October 2016

In October 2016 SP Angel acted as Joint Broker to a £0.6m placing for Strategic Minerals PLC, an AIM quoted mineral production and development company. The net proceeds of the Placing will be used to exercise the option to acquire an additional interest in NAE Resources (UK) Limited and the drilling being undertaken by Central Australian Rare Earths Pty Ltd at the Hanns Camp project.

Financial Adviser & Broker

Kodal Minerals Plc

Equity Placing

£0.75m

October 2016

In October 2016 SP Angel acted as Broker and Financial Adviser to a £0.75m placing for Kodal Minerals Plc, an AIM quoted mining and exploration company. The net proceeds of the Placing will be used to launch an exploration programme at the Company's recently acquired 500km² Bougouni Lithium Project in Mali, in addition to funding working capital requirements.

Joint Broker

Union Jack Oil plc

Equity Placing

£0.7m

September 2016

In September 2016, Union Jack Oil plc announced that it had raised £700,000, where SP Angel acted as Lead Broker, raising the majority of the funds.  The proceeds will be used to further expand the Company’s portfolio in the UK upstream sector.  Union Jack is a longstanding client of SP Angel and is an AIM quoted oil and gas exploration company with a focus on drilling and development opportunities in onshore UK.

Broker

Metminco Limited

Equity placing

A$1m

September 2016

In September 2016, SP Angel acted as Broker to Metminco Limited on a A$1m equity fundraising. Metminco is a dual ASX and AIM listed company with a portfolio of copper, molybdenum and gold projects in Peru and Chile.

Financial Adviser

KAfé Group Limited

Series B Fundraising

Valuation $60m

August 2016

In August 2016, SP Angel acted as Financial Adviser to KAfé Group Limited in its Series B fundraising at a valuation of approximately US$60m.

KAfé Group operates a chain of restaurants, bistros and cafes in Hanoi and Ho Chi Minh City in Vietnam, offering high quality international-Vietnamese fusion cuisine. It currently has more than 20 outlets and is growing rapidly.

Nomad & Joint Broker

San Leon Energy Plc

RTO, re-admission to AIM & Equity Placing

£170m

August 2016

In August 2016, SP Angel acted as Nomad and Joint Broker to San Leon Energy, in relation to a £170m acquisition of an initial 9.72% indirect economic interest in OML 18, the world class Nigerian onshore oil and gas asset.  San Leon Energy is an AIM quoted oil and gas exploration and production company focused on Europe and Africa.

Nomad & Broker

FinnAust Mining Plc

Equity Placing

£0.5m

July 2016

In July 2016, SP Angel acted as a Broker to FinnAust Mining Plc on a £500,000 placing. FinnAust Mining is an AIM listed exploration company with projects in Greenland, Finland and Austria. The proceeds of the placing will be applied to the development of the Pituffik Titanium Project in Greenland.

Nomad & Broker

Mkango Resources Ltd.

Admission to AIM

£1m

June 2016

In June 2016, SP Angel acted as Nomad and Broker to Mkango Resources Ltd. on its admission to AIM. Mkango Resources Ltd. is a rare earth elements exploration company operating in the Republic of Malawi. The Company completed a placing of 30,303,030 shares at a placing price of 3.3 pence per share, raising £1 million.

Financial Adviser & Broker

Kodal Minerals Plc

Equity Placing

£0.7m

May 2016

In May 2016, Kodal Minerals Plc acquired certain gold exploration properties in Côte d’Ivoire and Mali from ASX listed Taruga Gold Limited for £410,000, paid in shares.  Kodal also completed a fundraising for £680,000.  SP Angel acted as Financial Adviser and Broker to Kodal Minerals.

Financial Adviser & Broker

Kodal Minerals Plc

Acquisition of gold exploration properties from Taruga Gold Limited

£0.4m

May 2016

In May 2016, Kodal Minerals Plc acquired certain gold exploration properties in Côte d’Ivoire and Mali from ASX listed Taruga Gold Limited for £410,000, paid in shares.  Kodal also completed a fundraising for £680,000.  SP Angel acted as Financial Adviser and Broker to Kodal Minerals.

Nomad & Broker

Green & Smart Holdings plc

Admission to AIM

£4m

May 2016

In May 2016, SP Angel acted as Nomad and Broker to Green & Smart on its admission to AIM. Green & Smart is focused on becoming an independent power producer in Malaysia by constructing biogas power plants using waste from palm oil mills. It will also earn EPCC revenues for managing the construction of plants on behalf of others. The Company completed a placing of 44,444,445 shares at a placing price of 9 pence per share, raising £4 million before expenses.

Nomad & Broker

BlueRock Diamonds Plc

Equity Placing

£0.7m

April 2016

In April 2016, SP Angel acted as Nomad & Broker to BlueRock Diamonds Plc, an AIM listed diamond mining company operating in South Africa, on a £0.7m equity placing. The funds will be used to finance pit and plant development.

Financial Adviser

Duvas Technologies Ltd

Private Equity Fundraising

£2.25m

April 2016

In April 2016, SPA acted as Financial Adviser to Duvas Technologies Ltd, raising £2.25m of equity capital from Calculus Capital in a Series B round, to fund the continued commercialisation of the Duvas product range and ongoing development of its technologies.

Duvas Technologies Ltd, based in Woking in the UK, designs and manufactures emission detection and monitoring systems for applications in Air Quality Monitoring, Security and the Oil & Gas sectors.

Broker

Metminco Limited

Equity placing

A$1m

March 2016

In March 2016, SP Angel acted as Broker to Metminco Limited on a A$1m equity fundraising. Metminco is a dual ASX and AIM listed company with a portfolio of copper, molybdenum and gold projects in Peru and Chile.

Nomad & Broker

FinnAust Mining Plc

Equity Placing

£1m

March 2016

In March 2016, SP Angel acted as a Broker to FinnAust Mining PLC on a £1m placing. FinnAust Mining is an AIM listed exploration company with projects in Greenland, Finland and Austria. The proceeds of the placing will be applied to the development of the Pituffik Titanium Project in Greenland.

Financial Adviser

Eurohub Limited

Data Centre Asset Sale

£23.75m

December 2015

In December 2015, SP Angel acted as Financial Adviser to the vendor on sale of real estate assets with planning permission for a 110,000 sq ft Data Centre development in London. SP Angel was extensively involved in the preparation of business plans, financial models and Information Memorandum and in the marketing to investors, the subsequent negotiations and documentation.

Broker

Metminco Limited

Equity placing

A$1.2m

November 2015

In November 2015, SP Angel acted as Broker to Metminco Limited on a A$1.2m equity fundraising. Metminco is a dual ASX and AIM listed company with a portfolio of copper, molybdenum and gold projects in Peru and Chile.

Joint Broker

Union Jack Oil plc

Equity Placing

£0.8m

October 2015

In October 2015, SP Angel acted as Broker for the £0.8m fundraising for Union Jack Oil plc, an AIM quoted oil and gas exploration company with a focus on drilling and development opportunities in onshore UK.

Joint Broker

Ortac Resources Ltd.

Equity Placing

£0.4m

October 2015

In October 2015, SP Angel acted as a Broker to Ortac Resources Ltd on a £0.4m placing. Ortac Resources Ltd is the AIM quoted exploration and development company which owns the Sturec gold project in Slovakia and, through its investment in Andiamo Exploration Limited, has an interest in gold and copper assets in Eritrea.

Nomad & Broker

Mosman Oil & Gas Limited

Equity Placing

£1.5m

September 2015

In September 2015, SP Angel acted as Nomad & broker to Mosman Oil & Gas Limited on a £1.5m equity placing. These funds will enable Mosman to progress the acquisition of a proposed 70% interest in the South Taranaki Energy project assets in New Zealand. Mosman is an Australia and New Zealand focused oil exploration and development company with strategy to build a sustainable mid-tier oil and gas business by acquisition and organic growth.

Nomad & Broker

Tri-Star Resources PLC

Equity placing

£3.5m

August 2015

SP Angel acted as Nomad & Broker to Tri-Star Resources plc on a £3.5 million fundraising.Strategic&Precious Metals Processing LLC, in which Tri-Star owns 40%,is proceeding to design and construct an antimony roaster and a value-added downstream antimony trioxide manufacturing facility in the Sultanate of Oman,processing its own and third party concentrates.These funds will be applied to finance Tri-Star's equity commitment to the roaster.

Nomad & Broker

Mosman Oil & Gas Limited

Equity Placing

£0.4m

July 2015

In July 2015, SP Angel acted as broker to Mosman Oil & Gas Limited on a £0.4m equity placing. Mosman is an Australia and New Zealand focused oil exploration and development company with strategy to build a sustainable mid-tier oil and gas business by acquisition and organic growth. Currently, Mosman has a total of ten permits or accepted permit applications in New Zealand and Australia.

Nomad

MySQUAR Limited

Admission to AIM

£1.67m

July 2015

In July 2015, SP Angel acted as Nomad to MySquar on its admission to AIM. MySQUAR designs, develops and commercialises Myanmar- focused internet-based and mobile services, mobile messaging applications, including social networks, digital content, mobile games and to extend functionality to include in-app advertising, news aggregation, transaction-based monetisation and ecommerce.

Nomad & Broker

Mosman Oil & Gas Limited

Equity Placing

£0.4m

June 2015

In June 2015, SP Angel acted as broker to Mosman Oil & Gas Limited on a £0.4m equity placing. Mosman is an Australia and New Zealand focused oil exploration and development company with strategy to build a sustainable mid-tier oil and gas business by acquisition and organic growth. Currently, Mosman has a total of ten permits or accepted permit applications in New Zealand and Australia.

Joint Broker

Phoenix Spree Deutschland Limited

Admission to Listing

 

June 2015

In June 2015, SP Angel acted as a Joint Broker to Phoenix Spree Deutschland on its admission to London Stock Exchange Main Market for listed securities. The Company currently, a closed-ended investment company with exposure to the German real estate market, has an indicative market capitalization on admission of approximately £112 million.

Joint Broker

Union Jack Oil Plc

Appointment

May 2015

Union Jack Oil plc is an AIM listed onshore oil and gas production and exploration company with a focus on production, exploration, development and investment in the United Kingdom hydrocarbon sector.

Financial Adviser & Broker

Kodal Minerals Plc

Equity Placing

£0.4m

May 2015

In May 2015, SP Angel acted as Broker and Financial Adviser to a £0.4m placing for Kodal Minerals Plc, an AIM quoted mining and exploration company. The Company will continue exploration work on the Grimeli Project, a copper (“Cu”) and zinc (“Zn”) project located in Western Norway approximately 150km North of Bergen.

Financial Adviser & Joint Broker

Mosman Oil & Gas Limited

Equity Placing

£0.5m

April 2015

In April 2015, SP Angel acted as a joint broker to Mosman Oil & Gas Limited on a £0.5m equity placing. Mosman is an Australia and New Zealand focused oil exploration and development company with strategy to build a sustainable mid-tier oil and gas business by acquisition and organic growth. Currently, Mosman has a total of ten permits or accepted permit applications in New Zealand and Australia.

Nomad & Broker

SolGold Plc

Open Offer

£2.1m

March 2015

SP Angel acted as Nomad and Broker to SolGold Plc on an Open Offer to shareholders which raised £2.1m net of expenses primarily to be used to fund ongoing exploration at the Company's Cascabel project in Ecuador, for G&A costs and for tenement management costs on the Company's Australian and the Solomon Islands projects. SolGold Plc is a Brisbane, Australia based gold and copper mining company listed on AIM.

Nomad & Broker

Noricum Gold

Equity Placing

£0.5m

March 2015

In March 2015, SP Angel acted as nomad and broker to Noricum Gold Limited on a £0.5m equity placing. Noricum Gold is an exploration and development company focussed on the advancement of high grade gold and other precious metals in Austria.

Nomad

Ortac Resources Ltd.

Appointment

March 2015

Ortac Resources is an AIM listed exploration and development company with a focus on its Šturec Project in central Slovakia with Šturec, which comprises of three key licences.

Nomad & Broker

IronRidge Resources Limited

IPO, Subscription & Placing

£9.7m

February 2015

SP Angel acted as Nomad and Broker to IronRidge Resources Limited on its admission to AIM and £9.7m subscription and placing in February 2015. IronRidge Resources is primarily focused on the exploration for iron ore in west Africa with a focus on Gabon.

Nomad & Broker

Aquatic Foods Group Plc

IPO & Placing

£9.3m

February 2015

SP Angel acted as Nomad and Broker to Aquatic Foods Group Plc on its admission to AIM and £9.3m fundraising in February 2015. Aquatic Foods Group Plc is a leading branded marine foods and seafood processor and supplier based in China. The Group's main products are processed frozen seafood, seaweed-based foods and marine snack foods.

Nomad & Broker

Plutus PowerGen plc

Equity Placing

£0.5m

January 2015

SP Angel acted as a Broker to Plutus PowerGen plc on a £0.5m placing. Plutus PowerGen provides the management infrastructure and expertise to operate power plants, providing flexible electricity generation in the UK.

Broker

SolGold Plc

Equity Placing

£1m

December 2014

In December 2014, SP Angel acted as a Joint Broker to SolGold Plc on a £1m placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia. The main focus of the Company is on the Cascabel copper project in Ecuador.

Joint Broker

Ortac Resources Ltd.

Equity Placing

£0.3m

December 2014

In December 2014, SP Angel acted as a Broker to Ortac Resources Ltd on a £0.3m placing. Ortac Resources Ltd is the AIM quoted exploration and development company which owns the Sturec gold project in Slovakia and, through its investment in Andiamo Exploration Limited, has an interest in gold and copper assets in Eritrea.

Broker

Westminster Group Plc

Equity Placing

£1m

December 2014

In December 2014, SP Angel acted as a sole Broker to Westminster Group Plc on a £1m placing. The Westminster Group is a specialist security group operating worldwide to design, supply and support advanced technology, Fire, Safety, Security and Defence solutions.

Nomad & Joint Broker

Strat Aero Plc

IPO & Placing

£1m

November 2014

SP Angel acted as Nomad and Broker to Strat Aero Plc on its admission to AIM and £1m fundraising in November 2014. Strat Aero is an international aerospace services company focussed primarily on the provision of training solutions, management systems and consultancy services to the international aviation market.

Broker

FinnAust Mining PLC

Equity Placing

£1.2m

October 2014

In October 2014, SP Angel acted as a Joint Broker to FinnAust Mining PLC on a £1m placing. FinnAust Mining is an AIM listed exploration company focused on copper and base metals in Finland and Austria.

Nomad & Broker

Tertiary Minerals plc

Appointment

October 2014

In October 2014, SP Angel was appointed as Nomad and Broker to Tertiary Minerals plc an AIM quoted exploration and development company. Tertiary Minerals is building a significant strategic position in the fluorspar sector with projects in Scandinavia and Nevada, U.S.A.

Nomad & Joint Broker

Tertiary Minerals plc

Appointment

October 2014

Tertiary Minerals is a mineral exploration and development company with a focus on fluorspar.

Nomad

KEFI Minerals Plc

Appointment

September 2014

SP Angel was appointed as Nomad to AIM quoted KEFI Minerals Plc in September 2014. KEFI Minerals is an exploration and development company focussed on gold and copper deposits, with projects in the Kingdom of Saudi Arabia and the Democratic Republic of Ethiopia.

Broker

Union Jack Oil plc

Equity Placing

£2m

September 2014

In September 2014, SP Angel was Broker for the £2.0m fundraising for Union Jack Oil plc, an AIM quoted oil and gas exploration company with a focus on drilling and development opportunities in onshore UK.

Joint Broker

Frontier Resources International Plc

Appointment

September 2014

SP Angel was appointed in September 2014 as a Joint Broker to Frontier Resources International Plc, the AIM-traded international oil and gas exploration company with assets in Oman, Zambia and Namibia.

Broker

Westminster Group Plc

Equity Placing

£3m

August 2014

In August 2014, SP Angel acted as a sole Broker to Westminster Group Plc on a £1.2m placing. The Westminster Group is a specialist security group operating worldwide to design, supply and support advanced technology, Fire, Safety, Security and Defence solutions.

Nomad & Broker

GTS Chemical Holdings plc

IPO & Placing

£3m

August 2014

SP Angel acted as Nomad and Broker to GTS Chemical Holdings plc on its admission to AIM and £3m fundraising in August 2014. GTS is the largest producer of ammonium sulphite and the second largest producer of ammonium bisulfite in China, which are used in the paper and chemical industries.

Financial Adviser

Opes Industries Ltd

Private Funding from the Puma VCT Funds

£8m

August 2014

In August 2014, SP Angel acted as financial adviser to Opes Industries on the investment of £8m by Puma VCT and other funds. Opes Industries is a waste management group specialising in quarrying of aggregates, landfill, recycling and renewable power.

Nomad & Broker

Plutus PowerGen plc

RTO, re-admission to AIM & Equity Placing

£0.8m

August 2014

SP Angel was appointed in August 2014 as Nomad and Broker to Plutus PowerGen plc on the reverse takeover of Plutus Energy Limited, including a placing to raise £0.8m for the enlarged group. Plutus PowerGen provides the management infrastructure and expertise to operate power plants, providing flexible electricity generation in the UK.

International Broker

Zeta Petroleum plc

Appointment

July 2014

In July 2014, SP Angel was appointed international broker and equity capital markets advisor to Zeta Petroleum plc, the ASX listed oil and gas exploration and production company with producing, appraisal and exploration assets focused on Romania.

Broker

Union Jack Oil plc

Equity Placing

£1.4m

June 2014

SP Angel acted as a Broker in June 2014 to Union Jack Oil plc on a £1.4m placing. Union Jack Oil is an AIM quoted oil and gas exploration company with a focus on drilling and development opportunities in onshore UK.

Joint Broker

Ortac Resources Ltd.

Appointment

May 2014

In May 2014, SP Angel was appointed as Joint Broker to Ortac Resources Ltd, the AIM quoted exploration and development company which owns the Sturec gold project in Slovakia and, through its investment in Andiamo Exploration Limited, has an interest in gold and copper assets in Eritrea.

Joint Broker

Ormonde Mining plc

Equity Placing

£2m

March 2014

SP Angel acted as a joint broker in April 2014 to Ormonde Mining plc on a £2m placing. Ormonde Mining plc is an AIM and ESM quoted mineral resource company which is developing mining projects and carrying out exploration in Spain.

Broker

SolGold Plc

Equity Placing

£4m

March 2014

In March 2014, SP Angel acted as a broker to SolGold Plc on a £4m placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia. The main focus of the Company is on the Cascabel copper project in Ecuador.

Broker

West African Minerals Corporation

Equity Placing

£3.7m

February 2014

In February 2014, SP Angel acted as a broker to a £3.7m placing for West African Minerals Corporation, an AIM quoted iron ore mining and exploration group which has built a portfolio of iron ore assets in West Africa.

Broker

Rex International Holding Limited

Appointment

February 2014

SP Angel was appointed in February 2014 as international broker to Singapore listed Rex International Holding Limited. Rex is a fast growing independent exploration and production oil company with substantial concessions in Norway, the UAE, Oman, Trinidad & Tobago and Australia.

Financial Adviser

Mediwatch Plc

Rule 3 adviser on the recommended cash

£8.4m

January 2014

In January 2014, SP Angel acted as financial advisor and adviser to Mediwatch Plc on its £8.4m sale to LABORIE by of a scheme of arrangement. Mediwatch Plc was a manufacturer and distributor of urology and GI diagnostic products.

Broker & Financial Adviser

Kodal Minerals Plc

Equity Placing

£1.25m

January 2014

In January 2014, SP Angel acted as Broker and Financial Adviser to a £1.25m placing for Kodal Minerals Plc, an AIM quoted mining and exploration company. Kodal Minerals is developing a phosphate and iron-ore deposit in southern Norway and holds exploration licences over former high grade copper mines in east Norway.

Broker & Financial Adviser

Kodal Minerals Plc

Admission to AIM and equity placing

£1m

December 2013

In December 2013, SP Angel acted as Financial adviser and Broker and to Kodal Minerals Plc on its admission to AIM and £1m placing. Kodal Minerals is an exploration company, developing a phosphate and iron-ore deposit in southern Norway and holds exploration licenses over former high grade copper mines in east Norway.

Nomad & Joint Broker

Centurion Resources PLC

Reverse takeover of FinnAust.

£3.4m

December 2013

In December 2013, SP Angel acted as Nomad and Joint Broker to Centurion Resources on the reverse takeover of FinnAust Mining PLC, including a £3.4m placing for the enlarged group. FinnAust Mining is an AIM listed exploration company focused on copper and base metals in Finland and Austria.

Joint Broker

Edge Resources Inc

Equity placing

CAD$3.5m

November 2013

In November 2013, SP Angel acted as Joint Broker to Edge Resources Inc. on a CAD3.5m equity fundraising. Edge Resources Inc. is a junior oil and gas company, engaged in the acquisition, exploration, development and production of oil and natural gas properties in Canada.

Nomad & Broker

Noricum Gold

Equity fundraising

£2m

October 2013

In October 2013, SP Angel acted as nomad and joint broker to Noricum Gold Limited on a £2m equity fundraising. Noricum Gold is an exploration and development company focussed on the advancement of high grade gold and other precious metals in Austria.

Joint Broker

SolGold Plc

Equity placing

£3m

September 2013

In September 2013, SP Angel acted as a broker to SolGold Plc on a £3m placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia.

Joint Broker

Ormonde Mining plc

Equity fundraising

£1m

September 2013

SP Angel acted as a joint broker in September 2013 to Ormonde Mining plc on a £1m placing. Ormonde Mining plc is an AIM and ESM quoted mineral resources company which is developing mining projects and carrying out exploration in Spain.

Joint Broker

Tri-Star Resources PLC

Proposed acquisition of Portage Minerals Inc.

£3.5m

September 2013

SP Angel acted as a financial adviser to Tri-Star Resources Plc in September 2013 in relation to the £3.5m acquisition of Portage Minerals Inc., a Canadian mining exploration company. Tri-Star Resources is an independent mining company which is quoted on the AIM market.

Nomad & Broker

BlueRock Diamonds PLC

Admission to AIM and equity placing

£1.3m

September 2013

In September 2013, SP Angel acted as nomad and broker to BlueRock Diamonds plc on its admission to AIM and £1.3m placing. BlueRock Diamonds is a diamond mining company with activities in the Kimberley region of South Africa.

Joint Broker

Tri-Star Resources PLC

Equity placing

£0.5m

May 2013

In May 2013, SP Angel acted as a joint broker to Tri-Star Resources Plc on a £0.5m placing. Tri-Star Resources is an independent mining company which is quoted on the AIM market.

Joint Broker

North River Resources PLC

Equity placing

£1m

April 2013

In April 2013, SP Angel acted as a joint broker to North River Resources PLC on a £1m placing. North River Resources is a mineral exploration and development company active in Namibia and Mozambique.

Broker

Westminster Group Plc

Equity placing

£1.5m

April 2013

In April 2013, SP Angel acted as a broker to Westminster Group PLC on a £1.5m placing. The Westminster Group is a specialist security group operating worldwide to design, supply and support advances technology, Fire, Safety, Security and Defence solutions.

Joint Broker

SolGold Plc

Equity placing

A$2.6m

April 2013

In April 2013, SP Angel acted as a broker to SolGold Plc on a A$2.6m placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia.

ISDX Corporate Adviser & Broker

BlueRock Diamonds PLC

Admission to ISDX and equity placing

£0.5m

March 2013

In March 2013, SP Angel acted as a corporate adviser and broker to BlueRock Diamonds plc on its admission to to trading on the ISDX Growth Market and £0.5m placing. BlueRock Diamonds is a diamond mining company with activities in the Kimberley region of South Africa.

UK Broker

Paramount Mining Corporation

Equity placing

A$0.3m

December 2012

SP Angel acted as a UK Broker to Paramount Mining Corporation on an A$0.3m placing. Paramount Mining Corporation is an ASX-listed mineral resource exploration and development company, focusing on precious and base metal deposits in Asia, in particular Indonesia.

Financial Adviser

Hambledon Mining PLC

Recommended Partial Offer by African Resources Limited

£19.6m

November 2012

In November 2012, SP Angel acted as Financial Adviser to Hambledon Mining plc. in relation to the recommended Partial Offer by African Resources Limited (£19.6m). Hambledon Mining (now GoldBridges Global Resources plc) explores and develops gold doré properties that contain gold and silver minerals in the Republic of Kazakhstan.

Joint Broker

DiamondCorp PLC*

Equity placing

£1m

October 2012

SP Angel acted in October 2012 as Joint Broker to a £1m placing for DiamondCorp plc an AIM quoted company. DiamondCorp is an emerging diamond producer focused on maximising shareholder value through the development of high-margin diamond production assets.

Joint Broker

SolGold Plc*

Equity placing

A$1.1m

October 2012

In October 2012, SP Angel acted as a Joint Broker to SolGold Plc on a A$1.1m placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia.

Broker & Financial Adviser

012 Estates Limited*

Recommended unconditional offer by VIII Investment S.àr.l. for O Twelve Estates Limited

£33.6m

July 2012

In July 2012, SP Angel acted as Financial Adviser and Broker to O Twelve Estates Limited in relation to the recommended Unconditional Offer by VIII Investment Sarl (£33.6m). O Twelve Estates Limited is a closed-ended investment company, which aims to generate an attractive rate of return for shareholders through the assembly of a portfolio of investment properties.

Nomad & Broker

Noricum Gold Limited*

Equity Fundraising

£2.2m

July 2012

In July 2012, SP Angel acted as nomad and joint broker to Noricum Gold Limited on a £2.2m equity fundraising. Noricum Gold is an exploration and development company focussed on the advancement of high grade gold and other precious metals in Austria.

Financial Adviser

Westco Medical

Equity fundraising for private company

£0.4m

June 2012

SP Angel acted in June 2012 as Financial Adviser to Westo Medical, a private company, on a £0.4m fundraising. Westco Medical develops and manufactures medical devices including nasogastric feeding tubes.

Joint Broker

Solomon Gold PLC*

Joint broker to equity placing

A$3.4m

March 2012

In March 2012, SP Angel acted as a Joint Broker to Solomon Gold PLC (now SolGold Plc) on a A$3.4m equity placing. SolGold Plc is a Brisbane, Australia based gold and copper mining company which is listed on AIM and carries a diverse portfolio of exploration projects in Ecuador, Solomon Islands and Australia.

Broker

Immunovaccine Inc

Placing for TSX listed company

CAD$2.8m

March 2012

SP Angel acted in March 2012 as Broker to Immunovaccine Inc. a TSX quoted company, on a CAD$2.8m fundraising. Immunovaccine Inc. is a biopharmaceutical company discovering and developing activators of the immune system to treat cancer and prevent infectious diseases.

Nomad & Broker

Hambledon Mining PLC*

Equity placing

£9m

February 2012

In February 2012, SP Angel acted as Broker to Hambledon Mining plc. on a £9m equity placing. Hambledon Mining (now GoldBridges Global Resources plc) explores and develops gold doré properties that contain gold and silver minerals in the Republic of Kazakhstan.

Broker

Potash Minerals Limited*

Joint broker to ASX placing

A$6m

January 2012

In January 2012, SP Angel acted as a Joint Broker to a A$6m placing for Potash Minerals Limited, an ASX quoted company. Potash Minerals is an Australia-based company, engaged in the exploration of Potash in Utah, United States.

Financial Adviser

Wasp Management Software Limited*

Cash offer for AIM listed WorkPlace Systems International plc

£41m

December 2011

Cash offer for AIM listed WorkPlace Systems International plc

Financial Adviser

Cobra Holdings PLC*

Disposal of subsidiary to management and buy-back of ordinary shares

December 2011

Disposal of subsidiary to management and buy-back of ordinary shares

Nomad

Astaire Group PLC*

Return of Capital and Delisting from AIM

Return of Capital and Delisting from AIM    

Nomad & Broker

DiamondCorp PLC*

Equity placing

£2m

October 2011

DiamondCorp plc engages in the exploration, development, production and sale of diamonds in South Africa. Its primary asset is the Lace Diamond Mine located to the Southwest of Johannesburg in Free State Province.

Financial Adviser

Palace Capital PLC*

Reverse takeover of Hockenhull Estates Limited

£1.8m

October 2011

 Reverse takeover of Hockenhull Estates Limited    

Nomad & Broker

Healthcare Locums PLC*

Equity Placing, Open Offer & Refinancing

£64m

September 2011

Equity Placing, Open Offer & Refinancing

Nomad & Broker

Shanta Gold Limited*

Equity Placing

£15.1m

July 2011

Shanta Gold Limited is engaged in the exploration, development, and mining of gold projects primarily in Tanzania.

Nomad & Broker

DiamondCorp PLC*

Equity placing

£3.5m

June 2011

DiamondCorp plc engages in the exploration, development, production and sale of diamonds in South Africa. Its primary asset is the Lace Diamond Mine located to the Southwest of Johannesburg in Free State Province.

Joint Broker

Ormonde Mining PLC*

Equity placing

£4m

May 2011

Equity Placing

Nomad & Broker

Ideal Shopping Direct Plc*

Recommended Cash Offer by Cuba Bidco Limited

£78.3m

April 2011

Recommended Cash Offer by Cuba Bidco Limited    

Broker & Financial Adviser

Tristar Resources Plc

Placing for AIM quoted company

£2.7m

March 2011

Placing for AIM quoted company

Financial Adviser

Kazakhstan Kagazy Plc

Corporate and debt restructuring for LSE listed company

£194m

March 2011

Corporate and debt restructuring for LSE listed company    

Nomad & Joint Broker

Hambledon Mining PLC*

Placing & Open Offer

£9.1m

March 2011

Hambledon Mining (now GoldBridges Global Resources plc) explores and develops gold doré properties that contain gold and silver minerals in the Republic of Kazakhstan.

Broker & Financial Adviser

012 Estates Limited*

Placing & Open Offer

£37.6m

January 2011

Placing & Open Offer 

Lead Broker

DiamondCorp PLC*

Equity placing

£3m

December 2010

DiamondCorp plc engages in the exploration, development, production and sale of diamonds in South Africa. Its primary asset is the Lace Diamond Mine located to the Southwest of Johannesburg in Free State Province.

Nomad & Joint Broker

Woodspeen Training PLC*

Equity Placing

£1.4m

December 2010

Equity Placing

Lead Broker

Vital Metals Limited*

Equity Placing

A$2m

December 2010

Equity Placing

Nominated Adviser

Astaire Group PLC*

Sale of Dowgate Capital Stockbrokers Limited to Sandfire Capital Inc.

£0.9m

December 2010

Sale of Dowgate Capital Stockbrokers Limited to Sandfire Capital Inc.    

Joint Broker

Discovery Metals Limited*

Equity Placing

A$51m

November 2010

Equity Placing

Financial Adviser

Astaire Group PLC*

Sale of Astaire Securities PLC to Sandfire Capital Inc.

£2.5m

October 2010

Sale of Astaire Securities PLC to Sandfire Capital Inc

Broker & Financial Adviser

Medusa Mining Limited*

Move to Main Market of The London Stock Exchange

£2.7m

October 2010

Move to Main Market of The London Stock Exchange

Joint Broker

Solomon Gold plc*

Equity Placing

£15m

October 2010

Equity Placing

Joint Broker

Ampella Mining Limited*

Placing for ASX listed company

A$3m

October 2010

Placing for ASX listed company

Joint Broker

Carbine Resources Limited*

Equity Placing

October 2010

Equity Placing

Joint Broker

Ormonde Mining PLC*

Equity Placing

£2.5m

September 2010

Equity Placing

Nomad & Broker

Shanta Gold Limited*

Equity Placing

£20m

September 2010

Shanta Gold Limited is engaged in the exploration, development, and mining of gold projects primarily in Tanzania.

Broker - UK tranche of Placing

Immunovaccine Inc

Placing for TSX listed company

CAD7.5m

September 2010

Immunovaccine, Inc., is biopharmaceutical company discovering and developing activators of the immune system to treat cancer and prevent infectious diseases.

Financial Adviser & Broker

Tristar Resources Plc

Reverse acquisition and placing for AIM quoted company

£0.8m

August 2010

Reverse acquisition and placing for AIM quoted company

Joint Broker

Healthcare Locums PLC*

Equity Placing

£11m

July 2010

Equity Placing

Broker

Solomon Gold plc*

Equity Placing

£1.7m

July 2010

Equity Placing

Joint Broker

Ormonde Mining PLC*

Equity Placing

£0.6m

June 2010

Equity Placing

Nomad & Broker

Shanta Gold Limited*

Equity Placing

£2m

May 2010

Shanta Gold Limited is engaged in the exploration, development, and mining of gold projects primarily in Tanzania.

Broker & Financial Adviser

Strategic Natural Resources Plc

Placing for AIM quoted company

£2.9m

April 2010

Placing for AIM quoted company

Nomad & Broker

Q Resources PLC*

IPO on AIM with Equity Placing

£3m

April 2010

IPO on AIM with Equity Placing

Nomad & Broker

Cambria Automobiles PLC*

IPO on AIM

£50m

April 2010

IPO on AIM

Nomad & Broker

Mediwatch PLC*

Placing for AIM quoted company

£0.4m

April 2010

Mediwatch Plc (acquired by Laborie) engages in manufacturing and distribution of urology and GI diagnostic products, including Urodynamics systems and disposables, Bladder Scanners, Uroflowmeters, Pelvic Floor Biofeedback equipment, Anorectal Manometry Systems and PSA Test equipment and disposables.

Joint Broker

DiamondCorp PLC*

Equity Placing

£7.1m

March 2010

DiamondCorp plc engages in the exploration, development, production and sale of diamonds in South Africa. Its primary asset is the Lace Diamond Mine located to the Southwest of Johannesburg in Free State Province.

Broker & Financial Adviser

Specialist Energy Group PLC*

Reverse Takeover of Southbank UK PLC

£4m

January 2010

Reverse Takeover of Southbank UK PLC    

Financial Adviser

Oxus Gold PLC*

Investment by a consortium of investors led by the CITIC Group

£185m

January 2010

Investment by a consortium of investors led by the CITIC Group

Broker & Financial Adviser

Nviro Cleantech PLC*

Placing

£10m

January 2010

Placing

Broker & Financial Adviser

Nordic Land plc

Strategic review and sale of property portfolio for AIM quoted company

£61.2m

January 2010

Strategic review and sale of property portfolio for AIM quoted company

Financial Adviser

Ideal Shopping Direct Plc*

Acquisition of Lead the Good Life Limited

£5m

December 2009

Acquisition of Lead the Good Life Limited

Broker for UK tranche of Placing

Linear Gold Corp (now Brigus Gold)*

Placing for TSX listed company

CAD23.5m

November 2009

Placing for TSX listed company    

Financial Adviser

Deutsche Land Plc

Rule 3 Advice in relation to Mandatory recommended cash offer from BSGP

€48m

October 2009

Rule 3 Advice in relation to Mandatory recommended cash offer from BSGP 

Broker for UK tranche of Placing

Immunovaccine Inc

Placing for TSX listed company

CAD8.3m

October 2009

Immunovaccine, Inc., is biopharmaceutical company discovering and developing activators of the immune system to treat cancer and prevent infectious diseases.

Joint Broker

Discovery Metals Limited*

Equity Placing

A$13.1m

October 2009

Equity Placing

Joint Broker

Metalloinvest*

Vendor placing of shares in Medusa Mining Limited

£31.5m

October 2009

Vendor placing of shares in Medusa Mining Limited

Broker for UK tranche of Placing

Hambledon Mining PLC*

Equity placing to accelerate development of underground mine

£28m

September 2009

Hambledon Mining (now GoldBridges Global Resources plc) explores and develops gold doré properties that contain gold and silver minerals in the Republic of Kazakhstan.

Broker & Financial Adviser

Deutsche Land Plc

Placing for AIM quoted company

€16.5m

June 2009

Placing for AIM quoted company

Financial Adviser

Astaire Group PLC*

Hostile cash and share offer for Dowgate Capital plc

£3m

June 2009

Hostile cash and share offer for Dowgate Capital plc

Financial Adviser

Vatukoula Gold Mines*

Placing for AIM quoted company

£3.8m

April 2009

Placing for AIM quoted company

* Transactions completed by the SP Angel Team prior to their move to SP Angel.